【活動回顧】「從監管視角解讀522新規／通函 —— 內地投資者帳戶的合規管理對策」網絡研討會及要點總結 (2026.09)
衷心感謝各位踴躍參與我們於 2026 年 9 月 24 日（星期四） 舉辦的「從監管視角解讀522新規／通函 —— 內地投資者帳戶的合規管理對策」線上研討會。本次活動反應熱烈，吸引了眾多持牌法團管理層及合規專業人士線上出席與觀看直播，我們深感榮幸。
隨著監管機構針對內地投資者帳戶頒佈最新指引及 522 新規，持牌法團在開戶流程、身份核實、持續監察及合規審查等方面均面臨更嚴格的要求。
本次研討會由我們的專業團隊——Tommy Chung 與 Ken Leung 主講，從監管角度剖析新規細節，並分享了具體可行的實務合規對策。
以下為本次演講的核心合規要點總結：
📌 網絡研討會要點總結
全面解讀監管通函與核心標準：精準拆解 522 新規的核心要點，協助持牌法團掌握最新的合規審查範疇與開戶/身份核實標準。
優化持續監察與風控流程：深入分析新規對日常業務營運的具體影響，強調定期落實持續監察機制以及時識別異常帳戶活動。
落實切實可行的合規應對方案：針對持牌法團的營運痛點，提供具體改善建議，助力機構主動降低潛在違規風險並強化內部控管。
感謝所有持牌法團管理層及業界同仁的支持！天匯合規將繼續致力於提供專業的合規支援，與大家攜手應對監管新趨勢。
我們非常重視您的寶貴意見。若您對本次培訓有任何建議，或希望我們在未來的研討會中涵蓋特定主題，歡迎隨時與我們分享。
期待不久的將來再次為業界舉辦更多具啟發性的專題分享！
📞 歡迎聯繫我們，獲取專屬的合規咨詢服務和建議！
[Event Recap] Webinar & Key Highlights: "Regulatory Insights on the May 22 Circular — Compliance Strategies for Mainland Investor Accounts" (Sept 2026)
We would like to express our sincere gratitude to everyone who participated in our online webinar, "Regulatory Insights on the May 22 Circular — Compliance Strategies for Mainland Investor Accounts," held on Thursday, September 24, 2026. We were truly honored by the overwhelming response and the active participation of management teams and compliance professionals from licensed corporations who joined the live broadcast.
Following the latest guidelines and the May 22 Circular issued by the regulatory authorities regarding Mainland investor accounts, licensed corporations are facing heightened requirements across account opening procedures, identity verification, ongoing monitoring, and compliance reviews.
In this webinar, our expert team—Tommy Chung and Ken Leung—analyzed the intricate details of the new regulations from a regulatory perspective and shared practical, actionable compliance strategies.
Below is a summary of the key compliance highlights covered during the presentation:
📌 Webinar Key Highlights
Comprehensive Interpretation of the Regulatory Circular & Core Standards: A detailed breakdown of the key elements of the May 22 Circular, helping licensed corporations navigate the latest compliance review scopes, as well as account opening and identity verification standards.
Enhancing Ongoing Monitoring & Risk Control Protocols: An in-depth analysis of the specific impact of the new regulations on daily operations, emphasizing the routine implementation of ongoing monitoring mechanisms to identify abnormal account activities in a timely manner.
Executing Practical Compliance Solutions: Actionable improvement recommendations tailored to the operational pain points of licensed corporations, enabling institutions to proactively mitigate non-compliance risks and strengthen internal controls.
Thank you once again to all the management personnel and industry peers for your continued support! ComplianceOne remains dedicated to delivering professional compliance support and partnering with you to navigate emerging regulatory trends.
We highly value your feedback. If you have any suggestions regarding this training or would like us to cover specific topics in future webinars, please feel free to share your thoughts with us.
We look forward to hosting more insightful sessions for the industry in the near future!
📞 Contact us today for tailored compliance advisory services and professional guidance!