What ComplianceOne can do for you
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business
對比維度 | A 類註冊 | B 類註冊 |
|---|---|---|
主要適用對象 | 珠寶零售商、鐘錶商、貴金屬及寶石批發商（以非現金結算為主） | 金舖、高價值現金交易的寶石批發商 |
合規責任 | 備存交易紀錄（無須提交季度現金交易報告） | 須遵守《打擊洗錢條例》附表 2 的全面反洗錢責任（詳見下文） |
年費／續期費用 | 年費 195 港元 | 續期時須繳付訂明費用 |
申請費用 | 申請費 260 港元 | 申請費 1,480 港元 |
註冊有效期 | 永久有效 | 3 年（須定期續期） |
適用交易類型 | 總額 12 萬港元或以上的 非現金交易（如銀行轉賬、支票、信用卡） | 總額 12 萬港元或以上的 現金交易 及非現金交易 |
What ComplianceOne can do for you
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business
What ComplianceOne can do for you
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business
責任範疇 | 具體要求 |
|---|---|
客戶盡職審查 (CDD) | 識別及核實客戶身份、了解業務關係之目的，並識別實益擁有人 |
持續監察 | 定期覆核客戶交易模式，主動識別異常或可疑活動 |
備存紀錄 | 保存客戶盡職審查紀錄及交易紀錄至少 5 年 |
可疑交易報告 (STR) | 向聯合財富情報組（JFIU）舉報可疑交易，並嚴禁「通風報訊」 |
風險評估 | 進行機構層面風險評估，識別客戶、地域及產品／服務相關的洗錢風險 |
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business
What ComplianceOne can do for you
區別維度 | A 類註冊 | B 類註冊 |
|---|---|---|
註冊門檻 | 僅涉及非現金交易 | 涉及現金交易 |
反洗錢制度 | 無需建立全面打擊洗錢制度 | 須建立完整的打擊洗錢制度（包括客戶盡職審查、持續監察、備存紀錄、可疑交易報告） |
人員要求 | 無須委任合規主任及洗錢報告主任 | 須委任合規主任及洗錢報告主任 |
風險評估 | 無須進行機構風險評估 | 須定期進行機構風險評估 |
獨立審計 | 無須進行獨立審計 | 建議定期進行獨立審計 |
有效期 | 永久有效 | 3 年有效期，須定期續期 |
費用差異 | 申請費 260 港元；年費 195 港元 | 申請費 1,480 港元；續期時須繳付訂明費用 |
What ComplianceOne can do for you
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business
What ComplianceOne can do for you
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business
What ComplianceOne can do for you
ComplianceOne offers end-to-end licensing assistance, including: Incorporation of a Hong Kong limited company, Recruitment of Responsible Officers (RO) and other staff, Drafting business plan and internal control policies, Submission of license applications to regulators on behalf of applicants, Communication with regulators on behalf of applicants, Assistance with bank account opening, Work visa processing, and more.
Before You Start:
➤Incorporate a Hong Kong limited company
➤Appoint a Responsible Officer (RO) who fits the competence requirements
➤Decide your business plan and line of business