Navigating Regulatory Requirements for External Asset Managers (EAM) and Virtual Asset Management
Join us for our first co-hosting webinar of the year with abc Multiactive! We'll be discussing the topic of Navigating Regulatory Requirements for External Asset Managers (EAM) and Virtual Asset Management.
During the webinar, our expert speakers will share their knowledge and experience on the regulatory landscape and provide practical tips and strategies to help you ensure compliance and streamline your wealth management workflow.
Topics:
1. Regulatory Requirements for EAM Client Onboarding: KYC, PI Assessment, Suitability, Risk Assessment, and More
2. Understanding the Fund Manager Code of Conduct (FMCC) and Its Impact on EAMs
3. Key Considerations & Requirements for Managing Virtual Assets
4. Tips and Strategies for EAMs and Virtual Asset Managers: Best Practices with Wealth Management Solutions
Event Details:
Date: 20 Apr 2023 (Thur)
Time: 16:30 - 17:30
Language: Cantonese 廣東話
*Attendance Cert will be provided upon completion of the webinar by request.
Speakers:
Tao Wong, Co-founder & Partner, ComplianceOne Consulting Limited
Nelson Wong, Business Development Director, abc Multiactive (HK) Limited
Don't miss out on this informative and valuable event! Register now to secure your spot.
https://us06web.zoom.us/webinar/register/9816812016364/WN_pOKc4BQZTcGJ_UcRgHKHuw