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Announcing Our New All-in-One LPF & OFC Compliance Support Services Beyond Licensed Corporation Compliance




As Hong Kong’s fund ecosystem continues to rapidly evolve, maintaining robust operational and regulatory governance at both the manager level (Licensed Corporation) and the fund level (LPF & OFC) has become paramount.

 

To help you seamlessly overcome these operational hurdles, we are thrilled to introduce our

NEW & Industry-Leading LPF & OFC Ongoing Compliance Support Services — a dedicated, RegTech-enhanced value-added module engineered specifically for Limited Partnership Funds (LPFs) and Open-Ended Fund Companies (OFCs).

 


Core Service Scope: End-to-End Fund Compliance

 

Designed to integrate seamlessly with your existing licensed corporation workflows, our new specialized service covers every pillar of ongoing fund lifecycle management:

 

  • Regulatory Filings & Statutory Reporting:


End-to-end handling of mandatory annual and periodic regulatory filings across the SFC (E-IP & WINGS 2.0), Companies Registry, and Inland Revenue Department (including CRS/AEOI & FATCA compliance support).

 

  • Automated RegTech Investor Onboarding & CDD:


    Powered by our proprietary Screen-X AML Platform (backed by Acuris Risk Intelligence), providing automated PEPs, sanctions, and adverse media screening for fast, bulletproof investor onboarding and ongoing CDD monitoring.

 

  • Fund Document Governance & Marketing Compliance:


    Continuous review and updates of fund constitutional documents, service agreements, PPMs, and subscription paperwork, accompanied by practical compliance guidance for cross-border fund distribution.

 

  • Climate Risk (ESG) & Risk Management Frameworks:


    Evaluation and enhancement of fund risk policies, including full implementation of mandatory SFC climate-related risk management and disclosure requirements.

 


Ad-Hoc & Project Advisory (Available upon Request):

 

For specific transactional or structural needs:

  • LPA / Constitutional document amendments

  • PPM (Private Placement Memorandum) and offering document compliance reviews

  • Regulatory inquiry response, inspection management, and fund restructuring advisory

 

 

Speak with Our Team:

Reply to this email or contact us at info@complianceone.hk to schedule a private consultation and review your fund's operational framework.



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